Resources Compliance

Resources Compliance

Resources Compliance is a specialist regulatory and compliance practice, serving the financial services sector. Our team of specialist regulatory consultants has a wide range of experience and expertise. The Resources Compliance team numbers over 25 compliance professionals and support staff covering the complete spectrum of financial services regulation and compliance.

Services

The services we offer cover a whole range of regulatory issues, from FSA Applications to compliance monitoring visits, past business reviews to Treating Customers Fairly assessments. Our expertise, experience and knowledge base also means that we are regularly chosen to undertake skilled person reports and expert witness cases.

We are part of the Resources Global Professionals group, a NASDAQ quoted global group with market capitalisation approaching US $1 billion.

Benefits to Financial Adviser

Resources Compliance is different to most other compliance firms. We operate on a flexible basis, tailoring our service to meet our clients’ needs. We have the knowledge and experience to understand our clients’ circumstances and to act as a key business partner in achieving the desired outcomes.

Our specialism is compliance, and although we offer several other related services our clients can be comfortable in the knowledge that our combined compliance knowledge and experience is second to none.

More information
Visit www.compliance.co.uk

Contact
Resources Compliance, Phil Robson
Quantum House, 32 Mellor Road, Cheadle Hulme, Cheadle, Cheshire, SK8 5AU
Tel: 0161 486 1000, Email: phil.robson@resources-uk.com.

Article last updated: Nov 6, 2008

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Panacea is the only active community for small directly regulated IFA firms who are looking for access to help, educational support, advice and technical training from major product providers.

What we do

Panacea’s role is to join up the loose connections between directly regulated Independent Financial Advisers and product providers. Over the years, smaller IFAs have lost the face to face support resource that existed for the benefit of customers. The aim is also to correct the support and service imbalance with providers – currently in favour of Networks and larger national IFA firms.

You can now access technical, business, educational and industry expertise in one place by browsing the Provider, Investment, Pension, Protection and Retirement zones of the site, connect with fellow practitioners via the online forum, and keep up to date with the latest breaking news, comment and industry trends via our feeds and free weekly email newsletter.

This is a financial services resource “mall”. Instead of floors we have zones- Investment, Pension, Protection, Retirement, instead of retail outlets taking space we have currently 15 Product Providers and various support services taking “floor space”.

Who we are

Panacea was founded in 2007 by Derek Bradley, a retired IFA. His vision has produced a site where small directly regulated IFA firms can easily access support again, exchange ideas and seek advice, where providers can establish direct contact with an important, yet often neglected, active distribution channel of small, directly regulated individuals or firms and all in one place.

After a highly successful launch the community is now growing and has the support of 15 major product providers and Unipass, plus over 1000 individual IFAs.

Who we work with

Our sponsors are Norwich Union, Aegon, AXA, Liverpool Victoria, Scottish Life, James Hay, Thames River Capital, Scottish Widows, ZOPA, Lincoln, Bright Grey, 7IM, Abbey for Intermediaries, Alliance & Leicester, Scottish Provident.

Panacea has also established key alliances with leading companies operating in the financial services market such as Defaqto, Trustnet, PYV, Citywire, Asset.TV, Wizard Learning, The Personal Finance Society, Funds Library, Rayner Spencer Mills, Marketing Hub, Mortgage Brain and Regus. They will bring to the community relevant, trusted information in a timely and objective fashion. Many services they offer are free, some at a beneficial cost to Panacea members.