Resources Compliance

Resources Compliance is a specialist regulatory and compliance practice, serving the financial services sector. Our team of specialist regulatory consultants has a wide range of experience and expertise. The Resources Compliance team numbers over 25 compliance professionals and support staff covering the complete spectrum of financial services regulation and compliance.
Services
The services we offer cover a whole range of regulatory issues, from FSA Applications to compliance monitoring visits, past business reviews to Treating Customers Fairly assessments. Our expertise, experience and knowledge base also means that we are regularly chosen to undertake skilled person reports and expert witness cases.
We are part of the Resources Global Professionals group, a NASDAQ quoted global group with market capitalisation approaching US $1 billion.
Benefits to Financial Adviser
Resources Compliance is different to most other compliance firms. We operate on a flexible basis, tailoring our service to meet our clients’ needs. We have the knowledge and experience to understand our clients’ circumstances and to act as a key business partner in achieving the desired outcomes.
Our specialism is compliance, and although we offer several other related services our clients can be comfortable in the knowledge that our combined compliance knowledge and experience is second to none.
More information
Visit www.compliance.co.uk
Contact
Resources Compliance, Phil Robson
Quantum House, 32 Mellor Road, Cheadle Hulme, Cheadle, Cheshire, SK8 5AU
Tel: 0161 486 1000
Email: phil.robson@resources-uk.com.



