The Compliance.co.uk Limited group provides compliance and regulatory consulting services across the spectrum of regulated financial services for Panacea members. With a headcount of over 20 professionals and 8 para-professionals/support staff, we are one of the largest specialist compliance firms in Europe.

We are one firm with three specialist arms as follows:

CS Compliance Solutions primarily serves the smaller financial adviser firms.We provide assistance to firms who are responsible for their own compliance standards. We can help with one-off assignments to help ease workloads or to cover for sickness and maternity leave.

For smaller firms we can offer an individually tailored infrastructure to ensure you have compliant standards in place for all business written. If you require help in performing pension transfers we have experience in this area and will review such cases before submission on a fixed fee basis.

We offer a complaint handling service that allows you to pass the conduct of the complaint to us. We have experience of saving our clients over £1 million by successfully defending claims and have a very impressive record with the Financial Ombudsman. Outsourcing complaints handling to us will bring a robust defence to your company and be proactive in stopping people from succeeding with claims that arise from pursuing bandwagons!

For larger firms we have a full range of outsourcing services and we are happy to quote for fully outsourcing the compliance needs of IFA firms with up to 50 advisers. Click here to visit our outsourcing page

Compliance Consultants focuses on advising the larger and medium sized adviser firms particularly in the wealth management field, national firms, or retail product provider firms / Wrap Platforms. To view our latest Compliance Tip newsletter, click here

Grainger Consulting is our specialist arm concentrating on institutional clients, including institutional or private client investment managers, collective investment scheme operators, hedge funds, corporate finance advisers, private equity and venture capital firms, CDO/CLO funds, stockbrokers/broker-dealers, investment banks and specialist financial planning or wealth management firms.

We can assist with overseas compliance requirements, such as, issues relating to financial resources, overseas regulatory authorisation or passports under ISD, MiFID, banking or insurance directives. The Group companies are members of the Association of Professional Compliance Consultants.