Prudential:
"We have recently reviewed the suitability of client portfolios in a sample of firms in the wealth management industry. We have identified significant, widespread failings, which we are concerned may also be prevalent in firms outside our sample."
Margaret Cole, MD Conduct Business Unit, FSA - Letter to Wealth Management firms, June 2011
Prudential has teamed up with Distribution Technology to bring you a seminar that covers the issues raised in Margaret Cole's letter and the FSA's Finalised Guidance on Assessing Suitability. We will consider their implications for you and your business and explore some practical solutions:
- Assess suitability and the FSA's latest views.
- Build a compliant investment proposition that meets your client expectations.
- Use risk profiling tools and avoid the "tick box" approach.
- Meet an investor's capacity for loss.
Our seminar is designed to help you manage risk - yours and your clients'. As an attendee, you will also receive:
- CPD Points (3 points in the Technical Knowledge category)
- FREE access to Distribution Technology's 'Risk Profiler Task'
Register here for the venue closest to you
Find out more about Prudential's Multi-Asset range



Derek Bradley, CEO
Sarah Paul, Marketing Director
James Bradley, Head of e-Relationships
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